Love, Necessity and Law in The Merchant of
Venice
Adam Seligman
Boston University
Introduction
Within much of the mainstream of the West-Asian
civilizations (our own), the difference between Law
and Love has been one of the constitutive boundaries
of our theological, political, social and communal
identities. It has informed our vision of both
perfect order and of the overcoming of all order. Law
and the strictures of law have moreover often been
identified with ritual prescriptions and obligations,
while love—as absolute value—has been understood as
obviating ritualistic modes of behavior by the
sincerity of belief and the inward turning of the
heart to God.[1] Posed in these terms,
it is not difficult to understand how, again, in our
civilization, the juxtaposition of ritual to
sincerity, law to love, came to be understood as the
juxtaposition of the Jew to the Christian. This has
been a continual trope of European civilization for
two millennia and continues, if no longer in high
Christian art, then in the simple story books read to
children. I recall a school book that my fifth grade
children read in a Jewish school no less, The
Bronze Bow, that contrasted "the proud Pharisees"
trailing their phylacteries with the followers of the
Jesus' message of love. No one even recognized the
cultural messages encoded in the story—so deep are
they embedded within our taken-for-granted
categories.
Stereotypes, of course, are no more than
caricatures, as the juxtaposition of Jewish ritual
law to the idea of Christian love has been throughout
the ages—albeit with horrible consequences for the
wellbeing of Jews in Christian Europe. As caricature
they can be held up to ridicule (and so perhaps they
should), but as part of the attempt to understand the
nuanced ways each pole is developed within particular
cultures, they should nevertheless be studied. Love
as a category exists and plays a critical role in
Judaism no less than law does in Christianity. All
scholars of religion know this, however immaterial it
may be to regnant cultural perceptions. A recent,
posthumous book by Jacques Ellul, Islam et
jude-christianisme (with a forward by the
prominent philosopher Alain Besancon), exemplifies
the continued use of these horrific stereotypes, with
Islam replacing Judaism as the religion of law,
devoid of all love.[2] It is just one example
of how, today, the very dangerous boundary that once
was understood as running between Jew and Christian
is now seen as running between Western (Christian or,
sometimes Judeo-Christian) Civilization and
Islam.[3] The consequences of
this, our contemporary apotheosis of imagined
boundaries, may well be no less horrific than its
earlier incarnation.
What I wish to claim in the following is that
perhaps one of the most significant attempts to
puncture these caricatures of law and love can be
found in Shakespeare's play The Merchant of
Venice. There, Shakespeare manages to send up
both the idea of law and love as absolute opposites
as well as the cultural identification of the one
with Jews and the other with Christians. He shows the
hypocrisy of such an attitude as well as that caused
by any claim to construct society solely on the basis
of love. Much of this paper will thus be devoted to a
study of The Merchant of Venice as a text that
betrays a unique understanding of the issues of law
and love and the consequences of their identification
with Jews and Christians respectively within the
culture of Western Christendom. In its very
questioning of the absolutization of this prime
boundary marker of our civilizational enterprise, it
presents a major example of the type of approach I
would argue is necessary today and which the current
situation of the Moslems in Europe makes a pressing
political no less than theoretical matter.
I will, however, first contextualize our study of
Shakespeare's play through a brief exploration of
Freud's understanding of the tension between love and
necessity, which he presents in his book,
Civilization and its Discontents. This
opposition is, for Freud, central to our life in the
world. It is perhaps at the core of our tendency to
posit the tension between love and law in absolute
terms (through the working of a mechanism that Freud
termed the "narcissism of the small difference"). It
has moreover had no small role in structuring the
mutual relations between Jews and Christians as
"representatives" of law and love respectively. I
will conclude with a brief review of some Jewish and
Christian traditions which show the complexity of the
issues at stake, especially in connection to usury
and the boundaries of community. Contextualizing our
study by reference to these and other sources will,
it is hoped, aid us in avoiding the prejudices of
oversimplification and reification.
Eros, Ananke and the "Narcissism of the Small
Difference"
Central to the tension of Civilization and its
Discontents according to Freud is that tension
between Love and Necessity: Eros and Ananke. These
two have become, in his words, "the parents of human
civilization". Necessity is imposed by the need to
work together to transform the natural
environment.[4] Love, Eros, arises out
of two sets of bond, that between mother and child
and that between men and their sexual
objects.[5] Both serve as the basis
of human community and thus of civilization.
Within the dynamics of civilization and the
constitution of any human community, Love or Eros
must be understood as the generalization of trust
from the primal unit of mother-child and male-female
to broader collective units. The original dyadic
relation is abstracted and generalized until it
becomes the basis of collective solidarity and group
belonging. This generalization notwithstanding, its
ideal is always that of the unmediated connection,
that is, of immediate trust and the overcoming of all
conflict, frustration, pain, and indeed of the frail
and fragile, labile and mutable nature of human
relations. It seeks unity rather than
differentiation, wholeness rather than partiality,
homogeneity rather than heterogeneity, unselfishness
rather than selfishness, and in general the
overcoming of that separation and loneliness that is
our sad lot as human beings.[6]
Necessity—and dealing with the demands of
necessity—on the other hand, is always, by
definition, mediated. As Karl Marx pointed out
in The German Ideology, our relation to the
world is always a double relation. It is a relation
with nature and a relation with other human beings.
For we always intervene in nature to transform it
together with other human beings (whether by building
houses, planting fields, hunting animals, etc. even
getting manicures). This is quite simply what we mean
when we talk of the division of labor. Our social,
communal or civilizational relation to the natural
world is thus always mediated by other human beings,
and more specifically by the laws that govern our
relations to these other human beings. This law, upon
which all social order, all civilization, is built,
is and must always be mediate. It is, to give an
example, constructed of precisely those promises,
vows, oaths and obligations that for David Hume were
the basis of justice and community. Law mediates our
relation to one another in our communities.
If Eros represents a striving for wholeness, and
so the overcoming of all mediation and of the
boundaries they imply, Necessity, and the Law that it
entails, implies a recognition of partiality,
differentiation and separation, that is, precisely,
of boundaries. The role of the Law is, after all, to
mediate between these separate entities.
Interestingly, and congruent with the above, for
Freud, Law emerged in the banding together of the
brothers against the arbitrary will of the Father as
part of coming to terms with the demands of
Necessity. It represents, in his words, their own
"self-limiting power" used to maintain the community
of brothers against the father in the process of
conquering Necessity. A tension or conflict is thus
immediately visible between an idea and ideal of
unmediated and generalized trust (Eros) on the one
hand and, on the other hand, the mediation imposed
upon us by Necessity. This tension, which exists in
all civilizations, can take many forms: one form in
which it has come down to us through the ages has
been as the conflict between ethics and law. Ethics,
and more especially, morality, are often used as a
yardstick of a realm other than Necessity, of a
higher, more just mode of interaction that takes us
beyond the positivistic aspects of Law with its firm
rooting in Necessity, in the need that is organize
the division of labor in society.
In a sense, ethics or morality takes us outside
the world of Necessity, presenting an idea and ideal
of unmediated good beyond the exigencies of luck and
fortuna and the law that is seen to organize
our lives therein. This is in some senses caught by
the Hebrew expression "chesed emet"—true
chesed, or true grace. As Matthew Arnold put
it: "it is the not ourselves that makes for
righteousness."
Both ethics and law have, moreover, been part of
all historical communities, though existing with
different valences and different tensions in
different civilizational contexts. One articulation
of this conflict that we today recognize in all
civilizations and their legal systems is that between
justice and mercy—justice as the workings of law in
its grandiose universality—in its general and
abstract (hence by definition, always only mediate)
manner, and the particularity of mercy, rooted in a
call and a connection that is individual and
particular and in an appeal to that which is unique
and so seeks to overcome the generalized and mediate
nature of law and establish a connection above and
beyond its proscriptions. We are all familiar to
these tensions from many sources; whether from the
Jewish High Holiday service or the U.S. Supreme Court
rulings on capital punishment and mandated
sentencing. There is, ultimately, no solution to this
tension.
This differential valuation of the ethical and the
legal as ego-ideals can, of course, famously, be
found in the difference between Rabbinic Judaism and
Christianity—and most especially in their cultural
representation. The destruction of the Second Temple
led in point of fact to two separate civilizational
projects; one privileged ethics or love over the law
and the other privileged law over ethics. This is not
to say that each developed an exclusive concern with
one rather than the other, but that in each the
different components presented what may be termed, in
appropriate psychoanalytic terms, different
ego-ideals, or perhaps in Weberian terms,
world-images. In each, the boundaries between the two
were drawn differently.
Within Judaism, the very act of fulfilling the
law, God's commands, affirms the covenantal
relationship with God and so existence itself within
the covenant, that is, within the Law. This is
succinctly expressed in the legal maxim: tov
hamitzuveh—that is, the value of a commanded act
is greater than a supererogatory one. The clearly
Biblical predicate of this is in the commandment
found in Deuteronomy 13:1: "All this word which I
command you, that shall ye observe to do; thou shalt
not add thereto, nor diminish from it."
The words of the Apostle Paul however, would come
to structure a very different civilizational
project:
When Gentiles, who do not possess the law, do
instinctively what the law requires, these, though
not having the law, are a law to themselves. They
show that what the law requires is written on their
hearts, to which their own conscience also bears
witness: and their conflicting thoughts will
accuse or perhaps excuse them on the day when,
according to my gospel, God, through Jesus Christ,
will judge the secret thoughts of all. (Romans
2:12-16, emphasis added)
But now, apart from the law, the righteousness
of God has been disclosed, and is attested by the
law and the prophets, the righteousness of God
through faith in Jesus Christ for all who believe.
For there is no distinction, since all have sinned
and fall short of the glory of God; they are now
justified by his grace as a gift, through the
redemption that is in Christ Jesus, whom God
put forward as a sacrifice of atonement by his
blood, effective through faith. He did this to show
his righteousness, because in his divine
forbearance he had passed over the sins previously
committed; it was to prove at the present time that
he himself is righteous and that he justifies the
one who has faith in Jesus. Then what becomes of
boasting? It is excluded. By what law? By that of
works? No, but by the law of faith. For we hold
that a person is justified by faith apart from
works prescribed by the law. Or is God the God of
Jews only? Is he not the God of Gentiles also,
since God is one; and he will justify the
circumcised on the ground of faith and the
uncircumcised through that same faith. Do we then
overthrow the law by this faith? By no means! On
the contrary, we uphold the law. (Romans
3:21-30, emphasis added)
The Christian interpretation of Paul's distinction
between sub lege and sub gratia
ultimately came to privilege the realm of grace over
the realm of law and with it, the internal realm of
individual conscience and eventually an ethical claim
beyond the law.
I know and am persuaded in the Lord Jesus that
nothing is unclean in itself; but it is unclean for
anyone who thinks it is unclean. If your brother or
sister is being injured by what you eat, you are no
longer walking in love. Do not let what you eat
cause the ruin of one for whom Christ died. So do
not let your good be spoken of as evil. For the
kingdom of God is not food or drink but
righteousness and peace and joy in the Holy Spirit.
(Romans 14:14-17)
Note the abandonment of the external
jurisprudential authority of the Rabbinic court for
the more inward and ethical, individual
decision-making process in issues of purity and
impurity.From this vision comes as well a new
definition of the human community. No longer limited
or circumscribed by the tribal bonds of Israelite
monotheism, this new community of nascent
individuals, precisely in their individuality, is
what marks Christianity as a universal religion.
Again, quoting Paul:
There is no longer Jew or Greek, there is no longer
slave or free, there is no longer male and female;
for all of you are one in Christ Jesus. And if you
belong to Christ, then you are Abraham's offspring,
heirs according to the promise. (Galatians 3:28-29)
Paul reconstructs the circumscribed and
circumscribing nature of the law. And the law, as
Krister Stendhal reminds us, was but a
paidagogos, a harsh, uneducated tutor, a
custodian until, through faith, a new dispensation,
and with it a new definition of community, would take
effect, when all would be "in Christ."
The new community rested on faith, as the old did
on law. And just as the old rested on the relational
matrix of individuals fulfilling the law as a
covenantal body, the new rested on individuals whose
very faith necessitated the type of distinctions
between law and morality that Paul posited. Paul
brings the Gentiles into the Jewish fold by
redefining the terms of membership in the salvational
collective (Israel) by opening it up to those not
sub lege. This entailed redefining of the
nature of the collective as well as of its individual
members, recasting both in terms of faith, with the
necessary correlate of internalized states of
conscience as arbitrators of justification and hence
of transcendent connectedness replacing those
"ritual" laws of Pharisaic Judaism.
It is, I believe, not coincidental that this
privileging of faith over law and so also of internal
states over external actions was represented in the
deepest iconic images of Christianity with the
removal of the father from its representative vision.
Mother and child, love, Eros remain—the father and
the law he represents is distanced beyond the field
of representative imagery.
It was this that led psychoanalyst Bela Grunberger
to call Christianity a "narcissistic" religion. To
quote him briefly: "The Christian, the son, is in
effect reunited with the mother, the father having
been deported to heaven." Christianity, for
Grunberger, like paganism, "gives a very great place
to the maternal elements, Judaism, by contrast,
presents itself above all as the worship of the
father." Grunberger continues: "the Jew, by
introducing monotheism, has not only banished man
from his intimacy with the mother … and from his
narcissistic universe, but has installed within him a
judge to persecute and punish him for his desires.
The Jew has therefore done exactly the same as the
father. He has imposed the rule of the father, which
explains why he particularly has been chosen by the
anti-Semite [for the abreaction of the Oedipus
conflict]."[7]
This idea of Christianity and Judaism as carriers
respectively of Eros and of the Law is not unrelated
to Freud's idea of the "narcissism of the small
difference" and its role in anti-Semitism throughout
the ages. This is the notion of absolutizing social
or collective differences to define outsiders and
build coherence among insiders. Perhaps the very
inability to resolve the tension between particular
and universal led to their reification as represented
by difference concrete, historical communities. I do
not know. For Freud, however, in Civilization and
its Discontents, the role of the Jew, vis-à-vis
Christianity, "after the Apostle Paul had posited
universal love between men as the foundation of his
Christian community"—was as representative of the
rule of law, hence, necessarily in contrast to the
terms of love as universal.
The Jew, the representative of the Law and so of
Necessity, was left outside and beyond this
community. As we all know, the absolutizing of this
difference, indeed the very cultural, legal and
social separation of the carriers of the idea of love
and necessity respectively, led to horrible
consequences, for Jewish history certainly, but for
Christian civilization as well—and this too Freud
notes. The "small difference" to which Freud
referred, I suggest be understood precisely in the
different valences given to law and love in both
civilizational projects. For as both are caught in
the self-same contradictory injunctions (as are all
human societies), the difference is one of valence,
not the absolute difference that has so often been
projected onto the historical and cultural
canvass.
The Merchant and the Jew
a) Kindness and the Boundaries of Community
Exemplifying the complexity of these different
valences is Shakespeare's play, The Merchant of
Venice. This play is of such interest to us for
in it, Shakespeare seems well aware of the
ambivalence attendant on either law or love (what we
are identifying as ritual or sincerity) as a 'pure'
form of social behavior.[8] Indeed, two
undercurrents of the play's very structure are a) how
Shylock's strict legality, his insistence on the
letter of the law, brings him to forfeit everything;
and b) the hypocrisy that characterizes all the major
Christian characters (with the possible exception of
Portia, though this is debatable), whose statements
on grace and forgiveness (and whose sincerity) are
continually belied by their actions.
Shylock's very scrupulosity, which results in his
loss of fortune, position, status, indeed his very
identity—is the mechanism of the play's comic
structure.[9] Indeed, until the
nineteenth century and the portrayal of Shylock by
the actor Edmund Keane, the play was performed as a
comedy. It was Keane and, following him, such actors
as Edwin Booth and Henry Irving who drew out the
humanity of Shylock's predicament. As Irving himself
declared: "I look on Shylock as the type of a
persecuted race; almost the only gentleman in the
play and the most ill-used. ...He feels and acts as
one of a noble and long oppressed nation. In point of
all intelligence and culture he is far above the
Christians with whom he comes in contact, and the
fact that as a Jew he is deemed far below them in the
social scale is gall and wormwood to his proud and
sensitive spirit."[10] In fact and as Martin
Yaffe, Richard Weisberg, Stanley Cavell and other
(interestingly, Jewish) commentators have pointed
out, the play is not at all unfriendly to
Jews.[11] The easy, popular,
assimilation of Shylock to anti-Semitic stereotypes
was a hallmark of an all-too-popular political
correctness avant la lettre. (And like
political correctness today, a sign of people's
marked difficulty in dealing with ambiguous
situations and characters. Ironically, a friend of
mine studied The Merchant of Venice in a
Yeshiva in New York in the 1950s, though it was not
taught in the New York public schools in those days
because it was seen as an anti-Semitic text).
It is not only in the familiar soliloquy of "Hath
not a Jew eyes" that Shylock's humanity is evinced,
though we should recall those famous lines and what
follows as well:
Hath not a Jew eyes? Hath not a Jew hands, organs,
dimensions, senses, affections, passions? Fed with
the same food, hurt with the same weapons, subject
to the same diseases, healed by the same means,
warmed and cooled by the same winter and summer as
a Christian is? If you prick us do we not bleed? If
you tickle us, do we not laugh? If you poison us,
do we not die? And if you wrong us, shall we not
revenge? If we are like you in the rest, we will
resemble you in that. If a Jew wrong a Christian,
what is his humility? Revenge. If a Christian wrong
a Jew, what should his sufferance be by Christian
example? Why revenge. The villainy you teach me, I
will execute; and it shall go hard but I will
better the instruction. (Act III. 1, 60-75)
Note that Shylock not only claims to a
shared, general humanity, its common capabilities and
sentiments—but claims no more than his rights within
the prevailing mores of the majoritarian Christian
culture.
Shylock's fundamental humanness is, however,
evinced throughout the play and not only in this
scene—as is the overwhelmingly Christian refusal to
entertain that shared human status and to admit
Shylock into that realm of generalized Eros and
extended and universal love claimed by the
Christian characters. Recall Shylock's pain at
Jessica's betrayal and her flight with Launcelot and
subsequent conversion. Recall too Shylock's desire
for Antonio's friendship and Antonio's constant
humiliating words to Shylock:
Shy: Signior Antonio, many a time and
oft
You have rated me
About my moneys and my usances:
Still have I borne it with a patient shrug;
For sufferance is the badge of all our tribe.
You call me a misbeliever, cut-throat dog,
And spit upon my Jewish gabardine,
And all for use of that which is mine own.
Well then, it now appears you need my help:
Go to, then; you come to me, and you say
'Shylock, we would have moneys:' you say so;
And foot me as you spurn a stranger cur
Over your threshold: moneys is your suit.
What should I say to you? Should I not say
'Hath a dog money: is it possible
A cur can lend three thousand ducats?' or
Shall I bend low and in a bondsman's key
With bated breath and whispering humbleness,
Say this –
'Fair sir, you spit on me on Wednesday last;
You spurned me such a day; another time
You call'd me dog; and for these courtesies
I'll lend you thus much moneys'?
Ant. I am as like to call thee so
again,
To spit on thee again, to spurn thee too.
If thou wilth lend this money, lend it not
As to thy friends; for when did friendship take
A breed for barren metal of his friend?
But lend it rather to thine enemy;
Who, if he break, thou mayest with better face
Exact the penalty.
Shy. Why, look you, how you storm!
I would be friends with you, and have your love,
Forget the shames that you have stain'd me with,
Supply your present wants, and take no doit
Of usance for my moneys, and you'll hear me:
This is kind I offer. (Act I, iii, 96-136).
Antonio's continual hatred of Shylock, refusal of
offers of friendship, and exclusion of Shylock from
the terms of a common humanity provide the clear
background for Shylock's desire for revenge quoted
above. Recall that the "Hath not a Jew eyes" speech
begins with Shylock's recognition that a pound of
Antonio's flesh is good only "To bait fish withal: if
it feed nothing else, it will feed my revenge"
(III.1.54). And the revenge is prompted by the
continual mockery to which Shylock is subject.
Rejected from any participation in the community of
love, he has no recourse but to the mediated
relations of the law.
Shylock's legalisms are continually juxtaposed to
Christian "kindness." Yet, this very "kindness" is
shown to contain no small measure of hypocrisy. "The
Hebrew will turn Christian: He growes kind," declared
Antonio (Act I.111,178). But where is that kindness?
In the aid given to Jessica as she runs away from her
father and steals his property? In the rejection of
Shylock's request for recognition by Antonio? In
Launcelot's leaving Shylock's household? In the
failure of both Antonio and Bassiano to keep their
heartfelt promises to their betrothed (in the matter
of the rings)? In Portia's demand of Shylock to go
down and beg his life from the Duke? In the final
stripping of Shylock of all his property and leaving
him with his bare life?
As much as the Christian characters are presented,
on one level, as articulating messages of charity,
mercy, kindness and of other-worldly grace—they are
shown, on the level of their actions, to betray—even
to their beloved—these very sentiments and ideals. In
contrast, Shylock, the Jewish usurer, who demands a
pound of flesh in payment for his loan, remains,
notwithstanding, one of the most human and
sympathetic characters in the play.
As noted above, the one possible exception to this
characterization is Portia, whose very identification
with mercy and forgiveness—when testing Bassiano in
the matter of the rings, or to some extent with
Shylock in attempting, in her requests to Antonio and
Bassiano, to extend forgiveness to him as well—puts
her somewhat beyond the framework of motives and
passions to which all the other characters are
subject. Portia, as Sir Israel Gollancz pointed out,
is "actually mercy personified"—an image that he
shows is rooted in medieval Jewish literature and the
commentary on Psalm 85:10-14: "Mercy and truth are
met together; Righteousness and peace have kissed
each other." From the Hebrew allegory on the four
daughters of God (derived from Mercy, Truth,
Righteousness and Peace) is drawn, according to
Gollancz, the identification of Portia with
Mercy.[12]
To be sure, her triumphal demands of Shylock to
beg for his life somewhat belies this image of gentle
Portia. Indeed, Belmont itself, infused with light,
is an almost other-worldly and heavenly realm (in
juxtaposition to mercantile and worldly Venice).
Given these characteristics of Portia, we should
perhaps recall what we stated earlier of Bella
Grunberg's theories of Christianity as a narcissistic
religion. Banishing the father who represents the
law, Christianity, according to Grunberg, replaces
his presence with the primacy of maternal elements.
The role of Portia as dispenser of grace, most
especially in her triumph over Shylock as
representative of the law, is an excellent
illustration of this.
We would do well to remember, however, that even
here, the world of Christian fellowship falls well
below its ideal female representative. The plot's
whole engine turns, after all, on Bassiano's loan of
the ducats from Shylock to woo Portia, but Portia is
uninterested in wealth, has rejected wealthy suitors,
and in fact found favor in Bassiano on his first
visit without borrowed wealth. The theme of the three
caskets—to which we shall return later, with insights
gleaned from Freud—also represents a rejection of
wealth and the standards of worldly success as
measures of Portia's rightful suitor. Indeed,
Bassiano only chooses the correct casket with the aid
of external pointers. Hence, Bassiano himself comes
to Portia very much bereft of the knowledge of grace
and the other-worldly directives of love, thinking
these can be won by gold and fancy dress. The
juxtaposition of Portia is thus not only with the
all-too-human (and very self-reflective) Jew, but
even more to the oblivious other Christians whose
hypocrisy is opaque to themselves—though made
transparently clear to the observer, in among other
ways, Shylock's own asides along the order of "This
be Christian kindness."
b) The Qualifications of Mercy
The matter of Love and Law, of legal, if not
legalistic, obligations and the mercy of forgiveness,
the grace of love, goes to the heart of the play's
tension and its characters' portrayal. It can perhaps
be best accessed through the images of usury and the
gift. Usury, represented by Shylock the Jew, is the
icon of Law, with all its dual meanings—that is to
say, it is both the Law of the Jews, represented by
the Jews; but also the Law of Necessity—that of the
division of labor upon which civilization itself
turns. Recognition of this is made clear in the
appeal of Shylock to the Duke:
Shy. If you deny it, let the danger
light
Upon your charter and your city's freedom. (Act IV,
1, 38-39).
And in the very recognition by Antonio that without
the Law and respect for the Law Venice cannot thrive
and prosper.
Ant. The Duke cannot deny the course of
law:
For the commodity that strangers have
With us in Venice, if it be denied,
Will much impeach the justice of his state;
Since that the trade and profit of the city
Consisteth of all nations... (Act III, iv.25-30).
The Law of Necessity, the civilizing necessity of
Freud, is firmly represented by the Jew Shylock—whose
demands for justice are legitimized by the very
sine qua non of ordered human existence
(represented by the laws and charters of the city of
Venice).
To these are juxtaposed the gift, as icon of love,
grace and merciful forgiveness beyond the province of
the law. Antonio himself, in his very sacrifice, is
an almost Christ-like figure of sacrifice, offering
himself up on the altar of mercantile necessity. In
fact, his self-sacrifice, especially in terms of the
cutting of his heart, calls to mind the medieval
image of pelican, as icon for Jesus, plucking its
breast to feed its young.[13] One scholar, Ronald
Sharp, has in fact made a list of all the gifts given
in The Merchant of Venice.[14] These include
"1. The many gifts that Antonio gives to Bassiano
prior to the action of the play. 2. The money Antonio
borrows from Shylock for Bassiano. 3. The gifts
Bassiano brings to Portia. 4. The estate Portia's
father wills to her. 5. The money Jessica gives to
Lorenzo, a dowry stolen from Shylock. 6. The ring
Shylock's wife gives to him. 7. The ring Portia gives
to Bassiano. 8. The money and property that Shylock
is forced to give to Jessica and Lorenzo. 9. The ring
Bassiano gives to the judge. 10. The right Nerrisa
gives to Grantian. 11. The ring Gratinao gives back
to the clerk."[15] Even the inscription
on the lead casket left by Portia's father reads,
"Who chooseth me must give and hazard all he hath."
Hence the gift—whose most important instantiation may
well be Portia herself—is strongly positioned against
the law of the marketplace and indeed of the city
itself. The city, however, glories in its splendor,
like Pisanello's representation of the city in his
St. George and the Princess, and cannot
totally divest itself from the thieves hanging in the
background.
In the structure of the play, Law: Love ::
Necessity: Mercy, :: Usury: Gift :: Jew: Christian,
:: Shylock: Antonio/Portia (both in essence lovers of
Bassiano). Except—and most critically—it is in the
last two couplets Jew: Christian // Shylock: Antonio
that is, in the particular empirical, individual
embodiment of these principles, that the whole
construct begins to unravel.[16] For, as discussed
above, Shylock himself is rejected, humiliated and
scorned by Antonio, whose friendship he seeks. Except
for Portia, the Christian characters themselves show
just how unchristian are their actions. They, in
fact, cannot be trusted, even to keep their promises
to their wives. They aid in the theft of Shylock's
jewels via Jessica. Despite their most beautiful
words and noble sentiments, Shylock—in asides—is
continually showing for what their actions really
bespeak—mendacity, rapaciousness, vengeance and
hypocrisy. The Christians attitude towards Shylock
hardly approaches the idea of loving one's enemies;
indeed, it does not meet the most elementary
standards of trustworthiness (a theme also developed
in Christopher Marlowe's plays).[17]
It is the very unraveling of the dichotomies of
Love and Law, Grace and Necessity that is so
instructive in the play. For what Shakespeare is in
the way of teaching us is that these categories
cannot be experienced (and I stress experienced,
rather than simply thought or theorized) as absolute
contradictions. In the real world of men and women,
and their interaction, motives are mixed and action
is moved along very different axes. "Which [indeed]
is the merchant here and which the Jew" (IV, 1, 171).
That would seem the epitaph of the play as a whole.
It is of course the opening line in Portia's entry
into the trial scene which is the most revealing area
to view the moral complexity of the plot and its
characters.
The trial scene begins with Shylock's refusal of
the money in lieu of Antonio's bond (earlier, Portia
was willing to offer 36,000 ducats instead of the
3,000 owed). In his explanation he makes two things
quite clear: a) for the Duke, failure to enforce the
contract would threaten the city's wellbeing, and b)
his refusal of the sum and demand for enforcing the
contract is motivated by nothing other than his
"humor." He will not seek to explain why, other than
"a certain loathing I bear Antonio." In the exchange
that follows between Antonio and Shylock the former
points out that:
You may as well go stand upon the beach
And bid the main flood bate his usual height;
You may as well use question with the wolf
Why he hath made the ewe bleat for the lamb,
You may as well forbid the mountain pines
To wag their high tops, and to make no noise
When they are fretten with the gusts of heaven;
You may we well do anything most hard
As seek to soften that – than which what's harder?
–
His Jewish heart. (IV, I, 70-80).
Here again, the Jew is distanced from the world of
mercy, grace and forgiveness – from love. To which
Shylock replies:
What judgment shall I dread, doing no wrong?
You have among you many a purchased slave,
While, like your asses and your dogs and mules,
You use in abjectd and in slavish parts,
Because you bought them: shall I say to you,
Let them be free, marry them to your heirs?
Why sweat they under burdens? Let their beds
Be made as soft as yours, and let their palates
Be season'd with such viands. (90-98).
Shylock, in invoking the keeping of slaves by
Christians, turns the situation on its head.[18] First
he shows the duplicity of those who identify
themselves with love and mercy, which does not
prevent them from keeping slaves as property; then as
he exclaims "fie upon your law" if they do not keep
the law—their own law of the bonded creditor when it
ceases to suit their interests. Property is property,
he is saying, whether of the slave or the creditor's
bond. Law, he is implying, in Christian societies, is
only mediated by grace when one's very material
interests are at stake (but, not as in the case of
one's slaves, when one's comfort must be sacrificed
in having the slave's bed as soft as the
master's).
In his insistence on being paid Antonio's flesh
and the keeping of the agreement, Shylock is, of
course, not motivated by material interests. To feed
fish is all the flesh is worth and, as we know from
Jessica, he would refuse any compensation. In an
interesting way then, Shylock is not at all about
material interests. He is iconic of law, but not of
material wants and desires (that seems the province
of Bassiano and the Merchant himself, Antonio).
Representing the necessity of law, he does not act
from material interests. Rather, it is his hurt and
his anger at Antonio, rooted in the other's cruel
treatment of him throughout the play, that motivates
his desire for revenge. His "lodged hate" of Antonio
is no mere argument drawn from the necessity of
contract law. Rather, hate itself is the mirror of
love. It is love rejected, friendship despised. It
refers to the world of sentiment, empathy and
sympathy—not to the world of exchange, barter and the
rule of the division of labor.
Following the entrance of Nerissa, Portia appears
in the trial scene with her famous "The quality of
mercy is not strained" speech (IV, i. 180). Mercy,
she points out, "is an attribute of God himself" and
"that in the course of justice, none of us would see
salvation, we do pray for mercy. And that same prayer
doth teach us all to render mercy." To which of
course Shylock responds, "I crave the Law." While I
will not analyze Portia's famous soliloquy in depth,
I would like to draw our attention to two aspects of
the brief lines just quoted. First, her appeal to the
godlike qualities of mercy echo the Jewish, Biblical
description of God's attributes: "Eternal, Merciful,
Gracious, Long-suffering, Abounding in Kindness and
Truth, Preserving Clemency unto the thousandth
generation, Forgiving iniquity, transgression and
sin." The Jewish God is a god of mercy and
forgiveness, and the Jews have always recognized that
salvation could not be found "in the course of
justice alone." Portia can thus be seen, not as
juxtaposing a Christian trope to the Jewish Shylock,
but rather as reminding him of his own sources, and
appealing to him through these.[19] The old law, the
law of the Old Testament that Shylock quotes to
justify usury, is also the law of mercy and
forgiveness. Moreover and as the famous
nineteenth-century critic and essayist William
Hazlitt pointed out, "the appeal to the Jew's mercy
[given their treatment of him throughout], as if
there were any common principle of right and wrong
between them, is the rankest hypocrisy, or the
blindest prejudice."[20]
After reminding Shylock of his own sources of
moral authority, she makes a critically important
claim to empathy: that our own need to appeal to
God's mercy (rather than to rely simply on his
justice) should teach us to render mercy to our
fellow humans, "to mitigate the justice" that is
Shylock's due. We therefore need to extrapolate from
our own situation to that of our fellow humans and on
this basis, be merciful. We need to feel empathy and
sympathy and on that basis be merciful to one
another. Yet it is precisely empathy and sympathy and
fellow-feeling that Antonio has consistently denied
to Shylock. Cast beyond the boundaries of a common
humanity, of a shared empathy, excluded by the
"narcissism of the small difference" from the
universality of love, Shylock has no recourse but the
demand for the law. The law, of course, regulated
relations between strangers, those not included in
the intimate circle of love and family affection. And
"stranger" he was to remain, as his conversion to
Christianity on pain of death is hardly an example of
mercy—no more indeed than Portia's "Down then and beg
mercy of the Duke." Recall too, how Portia's speech
which ends with these lines, begins by threatening
Shylock with the laws of Venice, enacted "against an
alien that by direct or indirect attempts seek the
life of any citizen" (IV.1, 348). Shylock remains,
for every the alien and the stranger.
Shylock's status notwithstanding, his demand, in
its very scrupulous legality, provides for Shylock's
undoing and loss of all. The law, when demanded too
rigorously, too obsessively, is turned on its head
and becomes self-defeating. In our terms, ritual
itself becomes a type of sincerity. Shylock's refusal
to be merciful is met with Antonio's refusal to show
mercy to him. His response to Portia's request that
he show mercy is to divest Shylock of all his
provisions (half in the fine, half to put in a trust
to go to Launcelot on his death) and to forcibly
convert him. Shylock's own legalistic precision is
met with Antonio's own. The law of necessity is
turned into a vehicle of revenge. Love is nowhere to
be seen, except, again, in the person of Portia, who
forgives her husband's breach of his own vows.
Portia, the woman, is the final unsullied dispenser
of grace, and I believe it is not coincidental that
it is she, rather than any of the male characters who
overcome the dialectic of Law and Love. Necessity and
Mercy. Her defeat of Shylock and triumph is, after
all, through the medium of law (trial), even—in fact
through which—she acclaims the qualities of
mercy. c) Gender, Boundaries and their
Transcendence. In some of the scholarly literature,
much has been made of the role of gender, as
indicating both boundaries and the manner in which
they may be crossed in The Merchant of Venice.
There is, most obviously, the case of Jessica, the
Jewess who runs away from her father and steals his
jewels into the bargain. John Gross, in his study of
the character of Shylock, argues that Jessica plays
on the inversion of the long-standing popular legends
on the Jewess as temptress and murderess. Gross
discusses the thirteenth-century ballads describing
how the Jewess tempted "little Hugh of Lincoln" into
her house, only to slaughter him on his
arrival.[21]
In quite different terms, the beauty of Jewish
women was attributed by Chateaubriand, for example,
to the fact that they had no part in the murder of
Jesus, an event presumably laid exclusively at the
feet of the male members of the Jewish race (again
Grunberger is relevant). Such ambivalence relating to
Jewish women is perhaps not surprising given their
role as identity markers for the collective as a
whole.[22] Jessica's very name,
we recall, invokes Jesse—father of David and the
messianic line. In her name, as in her actions, she
is a marker of the "small difference" and the
crossing over of it. She effects the move from Jew to
Christian (in love, no less, while Shylock's
conversion is coerced), again bespeaking a resolution
of dichotomies not given to the male characters of
the play. Though she is no Portia, who, after all,
presents the resolution of all dichotomous categories
and instantiates transcendent love—she does point in
that direction, in her abandonment of the codes of
her father and easy assimilation into those of the
Christian world. Portia, the obedient daughter of a
dead father is, in fact, countered to Jessica, whose
father (though alive) cannot control her actions.
Again, then, the themes raised by Grunberger
recur:the negation of the position of the father and
his role as authoritas, removed from the scene either
by death or weakness vis-à-vis his daughter.[23]
Indeed, if there are anti-Semitic elements in the
play, it is in the guise of these two women who, in
their person, represent the overcoming of the
contradictions and ambivalences that define the real
life of people in the world and who overcome such in
terms of Christian terms and tropes. One's attitude
towards this and the extent of its anti-Semitic
valence will, of course, depend on one's attitude
towards the possibility of such overcoming.
The second arena where gender issues make
themselves felt is in the interwoven themes of
circumcision, mutilation and castration. No less a
thinker than Stanley Cavell has seen in the
threatened mutilation of Antonio a symbol of
castration, if not circumcision—at once making him
Jew-like and unmanned.[24] James Shapiro has
shown how, in the popular imagination, Jews were
understood to have circumcised their victims before
killing them in ritual murders. John Foxe's own
rendition of the murder of Hugh of Lincoln has him
circumcised before he was murdered.[25] More tellingly,
Shapiro relates how one of the themes for the "pound
of flesh" theme is in Alexander Silverg's work The
Orator (1596, in English translation),[26] but it
also appeared in such works as Il Pecorone and
the German Mosche (1599). In all, the idea of
the Jew willingly shedding Christian blood is
approached via the figure of the usurer demanding his
pound of flesh to enforce the bond.[27]
Mutilation, castration and circumcision are all
woven together in the "pound of flesh." If under
cover of carnival, (which Shylock abhors) with its
mistaken identities, Jessica goes from being Jewish
to being Christian, from being daughter to being
lover/wife; Shylock threatens Antonio with a
similarly multivocal change of identities—from
Christian to Jew, from whole to part, from man to
non-male: all under the changed terms of identity
that such mutilation implies. Such is Cavell's point,
I believe.
The murdering Jew is, on some level, connected
with the castrating Jew. And castration is not
totally beyond the pale when images of circumcision,
i.e. Jewishness (of which circumcision is the marker)
are invoked. Jewishness is thus evocative of loss of
life, loss of manhood, loss of self—of the
dissolution of all boundaries, into their negation.
Shylock is that negation, at the same time as he is
the most human character in the play. If, as a
usurer, he is the mirror to Antonio, who is after all
a merchant with vast empires, his more weighted
symbolic double is Portia. She is merciful to his
intransigence. She is wealthy while he is identified
with the crassness of money. She has Aristotle's
virtues of right measure, while he is single-minded
in his pursuit of what he is owed. She is the
Christian—indeed the only Christian if the word is to
carry its full freight—he the Jew. And yet, she too
represents, as Freud has argued, a dissolution of
self and boundaries, no less thorough and alarming
than that invoked in the threatened mutilation of
Antonio.
Freud's essay "The Theme of the Three Caskets"
develops in more psychoanalytic terms some of themes
that we have been discussing here. In that essay,
Freud analyses The Merchant of Venice along
with a number of other stories and plays that have as
their theme the choice of one woman (King
Lear, the Judgment of Paris, Grimm's fairytale
"The Twelve Brothers," where indeed the choice is of
the man not the woman) or one casket from among
three. Freud aptly demonstrates how in all three the
chosen one is the silent one, the one who remains
dumb. In the case of Bassanio, the proper, "silent"
choice was the lead casket, where, in Bassanio's
speech, the theme of muteness also comes to play:
"Thy paleness moves me more than eloquence." In all
the proper choice: of the goddess of love (Paris),
the wise and fairest of women (Portia), the loyal
daughter (Cordelia) is only arrived at only through
choosing the silent one—and silence, Freud
unequivocally identifies with death. Hence a seeming
contradiction—of the fair, wise, loyal, of love
itself identified with death. It is the attempt to
make sense of this contradiction that forms the core
of Freud's analysis.
Freud's resolution of this contradiction is
telling. For he claims in essence that in these
tales, the inevitable is made into a choice. Death,
which is ineliminable, is turned into the conscious
choice of the man. In Freud's own words: "Choice
stands in the place of necessity, of destiny. No
greater triumph of wish-fulfillment is conceivable. A
choice is made where in reality there is obedience to
a compulsion; and what is chosen is not a figure of
terror, but the fairest and most desirable of
women."[28]
Necessity here is identified with the recognition
of Death, as Freud himself shows in the continuing
connection of Aphrodite herself to the underworld.
More tellingly, Freud develops the connection of the
Greek Moera (rulers over fate) with the Graces
or Horae (goddess of the seasons, of the
divine order and the "unalterable sequence" of
nature).[29] "The ineluctable
severity of Law and its relation to death and
dissolution, which had been avoided in the charming
figures of the Horae, were not stamped upon the
Morae, as though men had only perceived the full
seriousness of natural law when they had to submit
their own selves to it."[30]
Freud is thus in essence claiming that there is a
sense where the three terms of our title come
together. Love, Necessity and Law—while worked out in
life as contradictions—are also, in some final sense,
the same. Death, the supersession of all order, is
not less a necessity than the Law which, by
necessity, must regulate the orders of life. Love,
which in the world of men and women, is posed as
opposite from, if not beyond Law, is, similarly, not
to be totally unconnected from Death—in which both
Love and Law must dissolve—the final Necessity.
Difference, Usury and the Jew
In the last analysis, the identity of Shylock the
Jew with the law and of Antonio, the Christian, with
love rests on the practice of usury. Shylock lends
money at interest. Antonio, by Shylock's account,
lends money gratis—thus debasing trade. The
role of the Jew and even more the image of the Jew as
usurer is central to the consciousness of European
societies. In this role more than any other, the Jews
have evinced their outsider status and confirmed the
cultural and collective boundaries of their
exclusion. As the issue of usury has been seen to be
so critical to the definition of boundaries between
insider and outsider, Jew and Christian, it would
repay a brief (if necessarily sketchy) review of some
Jewish legal attitudes towards usury before we
conclude this inquiry. Understanding them in light of
the transformation of wrought to collective
boundaries in Protestant Europe is especially
helpful.
The most relevant laws are those noted in
Deuteronomy 15:2-3 and 23:20-21.[31]
15:2-3—And this is the pronouncement concerning the
release: Every creditor shall release from his hand
the debt [for] which he can claim [payment] from his
neighbor. He may no longer exact payment from his
neighbor and from his brother, because he has
declared a release for the sake of God. From the
foreigner you may exact payment; but that of yours
which is with your brother, your hand shall
release.
23:20-21—You must not pay your brother any interest,
be it interest in money or interest in food, no
interest at all, nothing that could be construed in
any way as interest. You may pay interest to the
stranger, [but] to your brother you must not pay
interest, so that God, your God, may bless you in
everything to which you may put your hand in the land
to which you are coming, to take possession of.
The law of love, of minor difference, of
distinguishing insiders from outsiders and demanding
what would appear to us supererogatory acts towards
insiders, is what is conveyed in the biblical
passages quoted. Note too that the first quote on
release of debts is brought in connection with the
seventh, sabbatical year. What is enforced in both
injunctions is the duties we owe to insiders, to
those to whom a special kindness must be shown, our
duties to the particular and not the general, to the
kin group and not the stranger. There are universal
injunctions and universal moral obligations. To be
sure. Yet is it only a modernist reading that reduces
all obligations to such terms. Other societies, other
times, have recognized that such obligations do not
encompass the whole realm of morality. Michael
Sandel, in our own day, has made the argument that
particular ties evoke demands not countenanced by
universal laws. He has reminded us that individuals
are always "members of this family or community or
nation or people, bearers of this history, sons and
daughters of that revolution, citizens of this
republic," to whom I owe "allegiances" and
"obligations" that go beyond those that "justice
required or even permits." A similar argument on the
claims of particular identities and so its
obligations has recently been made by Rabbi Sacks,
Chief Rabbi of the United Kingdom. In much of the
secular world today, we tend to bracket such
responsibilities under the rubric of a morality that
cannot be legislated. The Deuteronomist insists that
they can. Love, in term of our dichotomy, can indeed
by legislated—or rather, it has a clear legal
dimension. This distinction was made clear in
Nachmanides' commentary on the second passage:
Scripture admonishes the borrower as well. And he
explained here that a heathen's interest is
permissible. This he did not mention with reference
to robbery and theft, as the Rabbis have said,
"theft from a heathen is forbidden." But borrowing
for interest, which is agreed upon by both parties
and is done voluntarily, was forbidden [by the
Torah] only because of brotherliness and kindness,
as He commanded, and thou shalt love thy
neighbor as thyself, and as he said, Beware that
there be not a base thought in thy heart etc.
[and thine eye be evil against thy needy brother
and thou give him nought]. Therefore he said
[here] that the Eternal thy G-d may bless
thee, for it is an act of mercy and compassion
that one does for his brother by lending him
without interest, and it will be accounted to
him righteousness. The release of debts [in the
Seventh year] is also an act of mercy among
brothers, and therefore he said Of a foreigner
thou mayest exact it, and of him [who releases
the debt of a brother] he designated a blessing for
Scripture mentions a blessing only in connection
with charity and acts of mercy and not for [the
mere abstention from] robbery and fraud.[33]
Nachmanides makes perfectly clear the
difference between the law that regulates relations
between strangers and that which is to regulate
relations between brothers, between those to whom
real kindness is owed. But let us not forget that it
is precisely this status, that of a friend, that
Antonio denied Shylock, continually casting him aside
beyond any thought of shared empathy, as one who
cannot be loved—the perpetual alien of Portia's trial
speech.
David Hume—and with him all of modern
economics—has famously shown how the maintenance of
the contract is predicated not on any shared
sympathy, but simply on interests.[34] Promises, like
all other rules of justice, were but artifices of
society and their maintenance, predicated on no "real
kindness" but on our selfish pursuit of interest,
which is what he understood as at the core of all
exchange. Hence his famous explication of contractual
relations:
'Tis profitable for us both, that I shou'd labour
with you today, and that you shou'd aid me
to-morrow. I have no kindness for you, and know you
have as little for me. ... Hence I learn to do a
service to another, without bearing him any real
kindness; because I foresee, that he will return my
service, in expectation of another of the same
kind, and in order to maintain the same
correspondence of good offices with me or with
others.[35]
The laws of Deuteronomy, however, distinguish the
laws regulating the contract from those commanding
responsibility to the objects of our love (insiders).
This is a critical distinction and counterintuitive
to the way we tend to parse the world of obligations,
feelings and reciprocity. Laws regulating contract,
organization of the division of labor and the
structuring of Necessity are, and have always been,
taken for granted. That is to say, they are a
necessary aspect of any and every public social
order. We, however, are given to seeing the existence
of a separate sphere—an internal one, or private
realm—regulated by passion, feeling, sincerity, what
W.H. Auden identified with the mystery and personal
choice of falling-in-Love and so, critically, freed
from the necessity of Law.[36] As we see above, in
the Biblical quotes, as well as the medieval Jewish
commentary, this distinction hardly exists within
Judaism. There, the intimate realm, the realm of
personal freedom and sincere action, is also
regulated by law and its obligations, if only
obligations to mercy. Hence it is the individual as a
member of the bounded community (of insiders) rather
than the individual as agent who becomes the object
of mercy and charity. Individuals beyond those
communal boundaries are owed what is owed by a
general, universal and reasoned, legal ethical
order—no less, but no more either.
This, of course, raises the whole issue of the
boundaries of community and community obligations
which have been parsed in different ways by different
Jewish legal decision-makers over the past millennia.
One of the earliest explications is in the Talmudic
Tractate Baba Batra (7-11), where the rules
and regulations of charity in one's township are
discussed, as are residency requirements. Critically,
town membership, which is a requirement for charity
and carries responsibility for the provision of aid
to the poor and hungry, is not at all connected to
religion—but to property ownership and terms of
residency. Over the centuries, different moves have
been made within the Jewish tradition to further
explicate this issue or what is owed to whom as a
member of which community. Of great significance is
the type of move made in the thirteenth century by
philosophers such as R. Menachem HaMe'eri of
Provence, who posited new terms of community, of Jews
among Gentiles, at least among such as maintained the
Noachide laws. These Noachides were seen as
pertaining not simply to individuals who lived in
accordance with the Noachide laws, but as pertaining
to whole societies: what he termed "nations who were
defined by religious obligations"—that is, who
accepted the Noachide laws and led an organized
social life, predicated on the existence of legal
rules, courts and a political rule of law. In the
thought of Ha'Meiri, then, whole social systems of
non-Jews were granted legitimacy, and not solely
righteous individuals. Ha'Meiri's idea of umot
hagedurot bedrachei hadatot, that is—peoples
whose organized community was that of law—was thus of
a more or less expansive definition of the potential
political community, of those among whom principles
of equity and compromise must be implemented, as
instantiated in other non-Jewish forms of
monotheistic religion (and not just among Jews).
This understanding of re'ah (neighbor) is
not far from certain understandings of the rabbinic
injunction of dina d'malchuta dina. This very
important dictum states that the law of the land is
the law and must, as such, be obeyed (interestingly,
Shylock's injunction to the Duke). The traditional
interpretations of this dictum have understood it as
a concession to political expediency and nothing more
(as Jews lived in exile, ruled over by non-Jews, they
could do nothing but comply with the laws of lands
where they resided). Yet some recent work by R.
Bleich and by Suzanne Last Stone on Rashi's (eleventh
century commentator on Bible and Talmud)
understanding of dina d'malchuta dina stresses
his interpretation of its roots in the Noachide
commandments as a non-halachic yet substantive
component of the Jewish legal system. In Last's
terms, "the Noachite command of dinin is a
residual source of law for Jews."[37] This is a
fascinating argument, as it opens up the possibility
of a legal pluralism based on a common human
morality, akin to natural law, and with it a full
responsibility towards a shared human community. It
is this recognition of full human
responsibility—inherent to such ideas as the expanded
conception of the Noachides—that can only be achieved
through bringing together both ethics and law, love
and necessity—as foundational of all social order
embracing both Jewish and non-Jewish
collectivities.
There were additional moves in this direction—of
substantive recognition of the other within
Judaism—not predicated solely on the Noachide
commandments. Thus, one of the strands in Jewish
medieval philosophy to which one could draw attention
is that stressing the universality of reason and the
rules of reason, and of a natural morality that in a
sense "precede" the obligations of the Torah, as can
be seen in the commentaries of Nachmanides and the
writings of Yehuda HaLevi. Both provide an opening
towards a natural morality and general ethical
imperatives and hence too, to an expanded community
of obligation. This has, for example been the case in
interpretation of Nachmanides's Commentary on the
Torah, Devarim VI, 18 – v'asita hayahsar
v'hatov b'einei adoshem, "thou shalt do what is
right and good in the sight of the eternal," which
sees the Jewish principle of lifnim mishurat
hadin (supererogation) together with the
principle of compromise as mandated by the general
and abstract nature of the God-given law to Moses.
That is to say, the law has to be developed or
applied practically beyond its general principles.
However, the issue at stake here is not solely
casuistic interpretation but a method of adjudication
which incorporates as tools ethical principles that
do seem to refer to some sort of natural, or
extra-halachic, legal imperative.[38] Similarly,
Yehdua Ha'levi, in the Kuzari, would seem to posit
the existence of general principles of natural reason
that precede the legislative principles of halachic
command. Rational Laws—and here I quote—are "the
basis and preamble of divine law, preceding it in
character and time and being indispensable in the
administration of every human society" (II, 48).
The above are just indications of the recognition
within the tradition of the existence of a universal
reason independent of revelation and so, by
implication, the legitimacy of alternative forms of
social life defined by a natural law and natural
reason, and not by God's revelation to the Jews on
Sinai. We see here, as we may find in other texts as
well, a recognition of alternative, non-Judaic
sources of law and morality. All imply a much more
nuanced approach to the whole issue of boundaries and
obligations to those beyond the ritually defined
community than is all too often assumed. There can be
little doubt that the recognition of a natural
reason, and with it of a natural morality, opens up a
space wherein ethics and law, love and necessity can
engage in a dialogue and at the very least the
possibility of something other than their cultural
and social segregation.
On the other side of this historically
constituting dichotomy stands Christianity, whose
history is no less complicated or nuanced.
Christianity, famously, denied the distinction of
insiders and outsiders in its universalism of love,
which, as perhaps Shakespeare argues, is not really
possible without a heavy dose of hypocrisy, some
aspects of which were the source of Freud's analysis
of the "narcissism of the small difference."[39] To be
meaningful, love must be bounded and circumscribed.
However much the desire for a transcending
instauration of love, we all recognize its fragile,
mutable and circumscribed nature. Hence the need for
a Second Coming when such a universal rule will be
realized. In this world, however, we must recognize
too its conflicts with other goods, such as Truth and
Justice and Righteousness. Hence, indeed, its only
eschatological unity with those virtues as in the
Psalms quoted above. As we know, however, Christian
tropes tend to de-emphasize these contradictions as
well as the severely mediated nature of love as it
exists in the world. Hence, for example, and in terms
of usury, St. Thomas Aquinas devolved a general
prohibition on all usury from the Jewish prohibition
of usury among brothers—arguing the new, universal
terms of brotherhood. This was, of course, never a
workable doctrine, as love is, unfortunately, not
either (hence, of course, the role of the Jew and
other non-Christians within the medieval economies of
Europe).
Of great importance is the fact that the
Protestant Reformation did away with such
prohibitions as the new understandings of individual
and community (now a societas of contracting
individuals each concerned with the salvation of
their own souls and no longer a universitas of
Christian fellowship) obviated the terms of shared
brotherhood. This was the thesis of Benjamin Nelson's
famous study of the changing laws of usury in terms
of a new doctrine of "universal otherhood."[40] The
English historian R. H. Tawney explicated this change
wonderfully in terms of the changing doctrine of
salvation and its implication for society and the
relations between men and women in society.
Since salvation is bestowed by the operation of
grace in the heart and by that alone, the whole
fabric of organized religion, which had mediated
between the individual soul and its Maker—divinely
commissioned hierarchy, systematized activities,
corporate institutions, drops away, as the
blasphemous trivialities of a religion of works.
The medieval conception of the social order, which
had regarded it as a highly articulated organism of
members contributing in their different degrees to
a spiritual purpose, was shattered, and differences
which had been distinction within a larger unity
were now set in irreconcilable antagonism to each
other. Grace no longer completed nature: it was the
antithesis of it. Man's actions as a member of
society were no longer the extension of his life as
a child of God: they were its negation. Secular
interests ceased to possess, even remotely, a
religious significance: they might compete with
religion, but they could not enrich it. Detailed
rules of conduct—a Christian casuistry—are needless
or objectionable: the Christian has a sufficient
guide in the Bible and in his own conscience. In
one sense, the distinction between the secular and
the religious life vanished. Monasticism was, so to
speak, secularized; all men stood henceforward on
the same footing towards God; and that advance
which contained the germ of all subsequent
revolutions, was so enormous that all else seems
insignificant. In another sense, the distinction
became more profound than ever. For, though all
might be sanctified, it was their inner life alone
which could partake in sanctification. The world
was divided into good and evil, light and darkness,
spirit and matter. The division between them was
absolute; no human effort could span the
chasm.[41]
The false, unrealizable and ultimately
exclusionary universalism of the Catholic Church was
to be replaced by the universal otherhood of Humean
social agents, each "a faceless algebraical cipher"
to the other—faceless, precisely to the degree that
salvation became a purely individual project and no
longer a collective venture.[42] The religious
dynamics of this move have interested scholars from
Max Weber to today, one of the most insightful
explanations was that proffered by R. H. Tawney, who
I continue to quote.
To insist that the individual is responsible, that
no man can save his brother, that the essence of
religion is the contact of the soul with its Maker,
how true and indispensable! But how easy to slip
from that truth into the suggestion that society is
without responsibility, that no man can help his
brother, that the social order and its consequences
are not even the scaffolding by which men may climb
to greater heights, but something external, alien,
and irrelevant—something, at best, indifferent to
the life of the spirit, and at worse, the sphere of
the letter which killeth and of the reliance on
works which ensnares the soul into the slumber of
death! In emphasizing that God's Kingdom is not of
this world, Puritanism did not always escape the
suggestion that this world is no part of God's
Kingdom. The complacent victim of that false
antithesis between the social mechanism and the
life of the spirit, was to tyrannize over English
religious thought for the next two centuries, it
enthroned religion in the privacy of the individual
soul, not without some sighs of sober satisfaction
at its abdication from society.[43]
It was this doctrine of salvation and
its implications for society which, of course,
permitted, the triumph of the type of understanding
of individuals, no longer bounded by a salvational
social matrix, that was exemplified, as noted above,
in David Hume's philosophy.
As we can recognize today, however, the Humean
solution is only a partial one. This makes the need
to rethink the issue of boundaries between insiders
and outsiders all the more critical. In today's world
we have witnessed the horrors of too grand an
apotheosis of the principle of love, as indeed we
continue to witness the horrors of too narrow an
understanding of law and of its necessity. Both make
of Freud's "narcissism of the minor difference" a
principle of murderous import. If our own work in the
study of margins and boundaries is to mean anything,
it much be oriented towards the nearly impossible
task of rethinking the past centuries, of bringing
together what the modern world tore asunder and of
overcoming the worst forms of civilizational
narcissism.
Many decades ago, when I was a child in the
Yeshiva of Flatbush in New York, we had posted in
front of every class room the saying "derech eretz
kadma la'torah"—that is, ethical behavior
precedes the Torah. A simplistic reading would see
that as love preceding the law. We now know that no
such simplistic reading is possible. As young
students, however, we just treated it as one more
less-than-serious homily taught to us children. After
all, we had a good measure of what was serious, and
we were never tested in derech eretz. I had
failed enough examinations in Talmud (Jewish law) to
know the consequences of inadequacy in a serious
realm, and so the definition of seriousness, and this
definitely wasn't included. In many ways it still
isn't. Perhaps we have all to learn from the
Confucians who, in the concept of li, unite
the ethical and the legal, the rite with the duty,
the mores of tradition with the "reasonable
conventions of society." To do so, however, we must
overcome those dichotomies which, to such a great and
tragic extent, define who we still are.
Notes
[1] That this attitude has
developed together with a strong Gnostic stress is a
major theme in the work of Eric Voegelin and his
understanding of European historical development; see
Eric Voegelin, New Science of Politics
(Chicago: University of Chicago Press, 1952).
[2] Jacques Ellul, Islam et
Jude-Christianisme. (Paris: Presses
Universitaries de France, 2004).
[3] See debate over European
Constitution.
[4] Karl Marx and Friedrich
Engels, The German Ideology. Edited by S.
Ryazanskaya, (Moscow: Progress Publishers, 1968).
[5] P. J. Wilson, "The
Promising Primate," Man 10:1, 1975, pp. 5-10.
[6] Aspects of this clearly
intersect with death drive, Thanatos. Sigmund Freud,
Civilization and Its Discontents. trans. James
Strachey, (New York: W. W. Norton & Company,
1961).
[7] Bela Gurnberger, New
Essays on Narcissism. (London Free Association
Books, 1989), p.78.
[8] An appreciation of but
some of the dimensions connected to this dichotomy
can be found in John R. Cooper, "Shylock's Humanity,"
Shakespeare Quarterly 21:2, Spring 1970, pp.
117-124.
[9] It may well be that this
very scrupulosity should be seen as a form of
sincerity—and self-defeating for just this
reason.
[10] Quoted in Toby Lelyveld,
Shylock on the State (Cleveland: The Press of
Western Reserve University, 1960), pp. 82-83.
[11] Martin D. Yaffe,
Shylock and the Jewish Question. (Baltimore:
Johns Hopkins University Press, 1997); Stanley
Cavell, The Claim of Reason, (Oxford
University Press, 1979). Other Jewish commentators
sharing this view have been James Shapiro,
Shakespeare and the Jews (New York:Columbia
University Press, 1996), Hermann Sinsheimer,
Shylock: The History of a Character (New York:
B. Bloom, 1947) Richard Weisberg, "Antonio's
Legalistic Cruelty," College Literature 25,
Winter 1998, pp.12-20.
[12] Sir Israel Gollancz,
Allegory and Mysticism in Shakespeare: A
Medievalist on The Merchant of Venice (Folcroft
PA: The Folcroft Press, 1931), pp. 27, 39, 64.
[13] See Maryellen Keefe,
"Isolation to Communion, A Reading of The Merchant
of Venice," pp. 213- 224 in John W. Mahon and
Ellen M. Mahon (eds.) The Merchant of Venice: New
Critical Essays (New York: Rutledge, 2002), p.
216.
[14] Ibid., p. 261.
[15] Ronald Sharp, "Gift
Exchange and the Economies of Spirit in The
Merchant of Venice," Modern Philology 83,
Feb 1986, pp. 250-265.
[16] Richard Weisberg,
"Antonio's Legalistic Cruelty," College
Literature 25, Winter 1998, pp.12-20.
[17] See Thomas Cartelli,
"Shakespeare's Merchant, Marlowe's Jew: The Problem
of Cultural Difference," Shakespeare Studies
20, 1988, pp. 255-60.
[18] See A. D. Moody, "The
Letter of the Law," pp.79-102 in Thomas Wheeler
(ed.), The Merchant of Venice, Critical Essays
(New York: Garland Publishing, 1991), p. 82.
[19] On this see, Roger
Stritmatter, "'Old' and 'New' Law in The Merchant
of Venice: A Note on the Source of Shylock's
Morality in Deuteronomy 15," Continuous Series
(New Series) Vol.47, No.1, Notes and Queries, March
2000, pp. 70-72.
[20] William Hazlitt, "The
Merchant of Venice," pp.241-246, in Thomas Wheeler
(ed.), The Merchant of Venice, Critical
Essays. (New York: Garland Publishing, 1991), p.
242.
[21] Ibid., pp. 70-71.
[22] Rachel H. Wasserfall,
Women and Water Menstruation in Jewish Life and
Law. (Hanover: NH, 1999).
[23] For a study of Jessica
see, John Drakakis, "Jessica," pp. 145-167 in John
Mahon and Ellen Mahon (eds.) The Merchant of
Venice: New Critical Essays (New York: Rutledge,
2002).
[24] Stanley Cavell, The
Claim of Reason (Oxford University Press,
1979).
[25] James Shapiro,
"Shakespeare and the Jews," pp.73-91, in Martin Coyle
(ed.), The Merchant of Venice William
Shakespeare (New York: St. Martin's Press, 1998),
p.82.
[26] Ibid., p. 83.
[27] John Gross, Shylock:
A Legend and Its Legacy (New York: Simon &
Schuster, 1992), p. 29.
[28] Sigmund Freud, "The
Theme of the Three Caskets," pp. 291-301, in James
Strachey, The Standard Edition of the Complete
Psychological Works of Sigmund Freud (New York:
W. W. Norton & Company, 1976), vol. XII, p.
299.
[29] Ibid., p. 297.
[30] Ibid., p. 298.
[31] On Venetian charters to
Jews see: Charles Edelman, "Shakespeare's The
Merchant of Venice," Explicator 60:3,
Spring 2002, pp. 124-126.
[32] Michael J. Sandel,
Liberalism and the Limits of Justice.
(Cambridge: Cambridge University Press, 1998);
Jonathan Sacks, The Dignity of Difference
(London: Continuum Press, 2002).
[33] Ramban, Commentary on
the Torah. trans. Rabbi Dr. Charles Chavel,
vol.5, (New York: Deuteronomy Shilo Publ. Co.,1976),
pp. 293-294.
[34] David Hume, A
Treatise of Human Nature. (Oxford: Clarendon
Press, 1960).
[35] Ibid., p. 520.
[36] W. H. Auden, "Brothers
and Others," pp.59-78, in Thomas Wheeler (ed.),
The Merchant of Venice, Critical Essays. (New
York: Garland Publishing, 1991), p. 63.
[37] Suzanne Last Stone,
"Sinitic and Noahide Law: Legal Pluralism in Jewish
Law," Cardozo Law Review vol. 12, #3-4,
Feb/Mar 1991, p. 1211.
[38] Aharon Lichtenstein,
"Does Jewish Tradition recognize an Ethic Independent
of Halakha?" in Marvin Fox (ed.) Modern Jewish
Ethics, Theory and Practice. (Ohio State University
Press, 1975) pp. 62-87.
[39] Ernst Troeltsch, The
Social Teachings of the Christian Churches. Vol. 1,
(New York: Harper and Row, 1960).
[40] Otto von Friedrich
Gierke, Natural Law and the Theory of Society,
1500-1800. (Cambridge: Cambridge University
Press, 1950); Benjamin Nelson, The Idea of Usury:
From Tribal Brotherhood to Universal Otherhood.
(Chicago: Chicago University Press, 1969).
[41] Ibid., p. 98.
[42] W. H. Auden, in Thomas
Wheeler (ed.), The Merchant of Venice, Critical
Essays. p. 77.
[43] Ibid., p. 254.
[44] Herbert Fingarette,
Confucius: The Secular as Sacred. (New York:
Harper and Row, 1972), p. 6.
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