Pharaoh's Hardened Heart: Cruel and Unusual
Punishment and Covenantal Ethics
Shaul
Magid, Jewish Theological Seminary
I. Introduction: What is a "Jewish" Reading?
I understand that my assignment in contributing to
this conversation is to offer a "Jewish" reading of
the Bible's description of the hardening of Pharaoh's
heart in the exodus narratives (Exodus 4-14). Before
embarking on this task, my first difficulty was to
define for myself what constitutes a "Jewish
reading." The Hebrew Bible is a sacred text for at
least two religions, each claiming to provide the
necessary apparatus required to understand it
correctly. One could argue that the question of
hardening Pharaoh's heart, being that it deals
largely with God and Pharaoh (a villain in both
traditions), would be a bipartisan issue. In fact,
this may indeed be the case and hopefully the other
essays in this panel may bear that out. However, in
order to understand the questions this narrative
raises for those interested in a Jewish reading, one
must first establish a working definition about the
text(s) in question, their intended audience,
pedagogical goals, and ethical objectives. This is
where a Jewish reading or, more accurately, "Jewish"
readings may inform the larger conversation among
Scriptural Reasoners. Jews and Christians obviously
construct different answers to these foundational
questions. In fact, traditional Jewish exegetes,
while many share basic assumptions about the text
(i.e., it is God-given, etc.), have markedly
different reactions to these second-tier questions.
The different Jewish approaches to these questions,
which underlie many Jewish commentaries, will form
the foundation of my analysis.
For this particular task I have concluded that a
"Jewish reading" is best illustrated (although not
exclusively so) as a reading of readings, built on
the comments of traditional Jewish exegetes.
Therefore, my analysis will be an examination of
various lenses through which this biblical story has
been read. These lenses share certain general
principles (e.g. the Torah is from God; Pharaoh is
deserving of punishment; the Israelites, as slaves,
are innocent victims; etc.) but differ on certain
fundamental questions such as the intended audience
of the narrative, the orbit of covenantal ethics in
the Bible (does it include humanity or only Israel?),
and the limits and boundaries of human nature.
My general conclusions can be summarized as
follows. The philosophical problem of God hardening
Pharaoh's heart requires two distinct
presuppositions. (1) That the Bible be understood
outside the orbit of its own literary and theological
world-view. That is, to assume that the Bible speaks
to every generation and contains wisdom for any
readership. (2) That there be no absolute ontological
distinction between the Israelite and non-Israelite
in the Bible. For our purposes this means that the
reader pre-supposes that all human beings are created
in the image of God with free-will and all have the
capacity to repent for their errors. Moreover, it
implies, free-will is a necessary, perhaps central,
part of covenantal ethics, including but not limited
to the Sinai covenant. Therefore, God's removing the
possibility of repentance (hardening Pharaoh's heart)
fairly raises the question of ethical reciprocity and
just desserts. But, God's hardening Pharaoh's heart
raises the possibility of God hardening anyone's
heart, nullifying the reciprocal nature of covenantal
ethics and rupturing the foundation of God's
relationship to humanity in Scripture. Therein lies
the philosophical problem.
Alternatively, if we view the Bible only as a
literary document, limited in its historical and
cultural scope, the "problem" of hardening Pharaoh's
heart may be "our" problem (i.e., the modern reader)
but not the Bible's. That is, to examine the
hardening of Pharaoh's heart as an ethical dilemma is
a question of constructive but not biblical theology.
Many source critics who are adamant about drawing
strong lines between constructive theology and
biblical studies adopt this approach. This is perhaps
best (and most disturbingly) summarized by Umberto
Cassuto; "�the Torah does not address itself to the
thinkers but to the entire people, and it expresses
itself in language understandable to the masses and
adopted to the thinking of ordinary folk. Hence we
must not consider here the elucidation of the
aforementioned philosophical problems as such, but
only to explain the meaning of the passages and to
understand the Torah's intentions � what it wishes to
convey to us (Casutto, Commentary on
Exodus, p. 56). He continues, "�if we read these
passages according to their simple meaning, and
according to the reason of that period, and not in
light of concepts that came into existence at a later
epoch, we shall see in the final analysis there is no problem or
difficulty here (my italics), and that everything
is clear in light of the original ideology of the
Israelites." The only "problem" for source critics is
when the Bible doesn't make sense on its own
terms.
Circumventing these kinds of "problems" is not
limited to the source-critical approach but can
sometimes be found in traditional exegesis. Another
way to circumvent the "problem" of Pharaoh's hardened
heart is to view Pharaoh as one who will not repent
because he cannot repent. In this case, God's
intervention does not prevent Pharaoh's ability to
repent and erase his agency. Because Pharaoh could
not repent, God's actions are not viewed as a breach
of covenantal ethics and should not impact the Jew or
Christian or Muslim reader of the narrative who
claims to be in a covenantal relationship with God.
The ontological distinction drawn between Pharaoh (as
the archetype of the non-Israelite) and the Israelite
alleviates the ethical problem in this narrative.
This is expressed in various talmudic statements, one
of which is adopted by R. Shlomo ben Isaac, known as
Rashi (Northern France, 11th century) and the most
widely read medieval Jewish exegete. By accepting an
ontological distinction between the human nature of
the Israelite versus that of the non-Israelite, Rashi
implicitly rejects drawing any conclusions about
covenantal ethics (i.e., between God and Israel) from
this episode. God has disregard for Pharaoh because
he is not a partner who can perform in a relationship
with God � not as a result of his behavior (and
choices) but as a consequence of his nature. However,
as I will argue below, Rashi is not fully comfortable
with the talmudic conclusion and, while citing this
passage, partially subverts it in his commentary to
the story.
My analysis is based on three medieval Jewish
commentators. The first, Rashi, represents one
position that avoids the ethical problem by viewing
Pharaoh as an inadequate covenantal partner. The
second, Moses ben Nahman (Nahmanides), draws this
episode into the orbit of covenantal ethics and
interprets God's actions as just in light of
Pharaoh's sinful behavior. The third, Moses ben
Maimon (Maimonides), goes farther than Nahmanides by
viewing this episode as integral to God's covenantal
relationship with humankind and more specifically,
Israel. Both Nahmanides and Maimonides view God's
hardening of Pharaoh's heart as an act of cruel and
unusual punishment, justified in light of Pharaoh
relinquishing his free-will, making him a tool for a
lesson about the limits of God's patience and
partnership. For these philosophically-inclined
exegetes, covenantal ethics includes the loss of
free-will resulting from continued unremorseful sin,
after which the individual loses the right of
partnership with God and can be used as a tool for
teaching others of the limits of covenantal ethics.
For Maimonides, at least, this does not mean that one
is excised from the covenant. Rather, the covenant
includes, in extreme cases, the justification for
such cruel and unusual punishment (i.e.,
relinquishing free-will) in order to administer
retribution for previous behavior, especially in
cases (such as this) when such punishment can be a
public display for others.
II. Pharaoh's Hard Heart in Context
The exodus narrative arguably begins with Exodus
3:16 when God informs Moses, still in the desert of
Midian, that He has heard Israel's cry, will take
them out of Egypt and bring them to a "land flowing
with milk and honey." As a prelude to the event God
says to Moses, "Yet I know the king of Egypt will not
let you go without a strong hand. So I will stretch
out My hand and smite Egypt with various wonders
which I will work upon them; after that he shall let
you go." (Exodus 3:19, 20). God's warning to Moses
(Pharaoh will not listen), and his subsequent
solution (wonders), seems quite plausible. Why would
the king of the most powerful nation on earth agree
to liberate his slave population merely because a
turncoat Egyptian asks him to? God's "knowledge" of
Pharaoh's response in this verse is both predictable
and reasonable. His solution is equally reasonable.
God will bring about wonders that will cause enough
suffering in Egypt that Moses' request will be
granted, if only to restore order to Egyptian
society. These verses do not imply that God wants
anything more from Pharaoh than to simply liberate
Israel.
God's lecture to Moses in the desert becomes
problematic in the following chapter. In Exodus 4:21
God appears to reiterate what he previously said to
Moses, now adding a new dimension, one that becomes a
returning trope in the entire plague narrative. "And
the Lord said to Moses, �When you return to Egypt,
see that you perform before Pharaoh all the marvels
that I have put within your power. I, however, will
stiffen his heart, so that he will not let the people
go." (Exodus 4:21). If we view this verse as a
reformulation of Exodus 3:19, we now know the source
of God's "knowledge" of Pharaoh's recalcitrance. It
is not, as previously thought, simply a logical
conclusion of a ruler's reluctance to free his slaves
and de-stabilize his economy. It is, rather, that God
will make Pharaoh unable to liberate Israel "so that"
the plagues can continue. This "so that" is an
important part of the verse because it essentially
re-writes Exodus 3:20. In Exodus 3:20 God says that
He will bring plagues (wonders) upon Egypt as a
response to Pharaoh's unwillingness to liberate
Israel. In Exodus 4:21 God will "stiffen Pharaoh's
heart" in order that He can bring plagues upon Egypt.
In the first verse, the plagues are introduced as a
necessary tactic (a response) to achieve an intended
goal (i.e., Israel's liberation). In the second
verse, the plagues are an essential part of the
exodus. God needs Pharaoh to continuously reject
Moses' request "in order that" the plagues can be
decreed and a lesson can be learned (either by Israel
alone or by Israel and the Egyptians).
One could ask, "Why does God need Pharaoh's
incalcitrance to decree the plagues? Why couldn't He
just decree the plagues at the outset? Or, why
couldn't He just free Israel without the plagues?"
These questions underlie many of the verses that
speak of God hardening Pharaoh's heart. The plagues
seem more than merely a military tactic to overcome
Pharaoh's stubbornness. They are arguable the
centerpiece of the entire episode. More generally,
the exodus is not presented in the biblical narrative
as a tactical step toward Sinai. Rather, it is
intended (1) to prepare Israel for human
responsibility; i.e., covenantal ethics and (2) to
teach to Egypt about the power of God; i.e., to
uproot idolatry. In almost every instance where God
hardens Pharaoh's heart, the verse includes the
clause "so that," "in order that," "to show that,"
"to make known," or "shall know." Both the plagues
and the hardening of Pharaoh's heart (which seem to
be inextricably intertwined) have pedagogical value.
The audience this lesson intends to reach depends
upon one's predilection about the intended audience
of the Bible; is it a document about and for Israel
or about Israel and for the world? In two cases (Ex.
14:4, 14:18) the verse explicitly states God's
intention to reach the Egyptians, "that I may gain
glory through Pharaoh and all his hosts; and the
Egyptians shall know that I am the Lord." (Ex. 14:4)
and "Let the Egyptians know that I am the Lord." (Ex.
14:18). In most other cases, the intended audience is
more ambiguous.
III - Exegesis and the Philosophical Problem
Like all close readers of the Bible, medieval
Jewish philosophers and exegetes attempt to make
sense of God's immobilizing Pharaoh's will in this
episode. Unlike source-critics, most exegetes are not
willing to circumvent the ethical and philosophical
implications by positing literary or theological
solutions to the problem. Perhaps this is because the
assumption of these traditional readers is that the
story has pedagogical value for future generations of
readers (Israel and/or humanity) and thus cannot (or
at least should not) be viewed solely within its own
historical and literary orbit. As a prelude to Sinai,
this episode concretizes some of the fundamental
principles of covenantal ethics. If free-will
underlies the possibility of covenant (an idea the
sages surely maintained) and this story represents
the germ of that relationship, hardening Pharaoh's
heart "in order that" he and his people be punished
undermines the very nature of the covenant and shows
God to be an untrustworthy partner in this
relationship.
As mentioned above, one obvious solution to this
last point is to make an ontological distinction
between the Israelite and the non-Israelite by
showing that the nature of the latter justifies God's
acting outside the realm of covenantal ethics. This
position is mentioned in the Talmud and cited by
Rashi in his comment to Ex. 7:3, "I will harden
Pharaoh's heart, that I may multiply My signs and
marvels in the land of Egypt." The Talmud Yebamot 63a
states,
After Pharaoh acted wickedly toward Me it became
clear to Me that the nations ('umot) do not
have the sensitivity (nahat ruah) to repent
with a whole heart." It is therefore good and just
(tov) that God harden his heart in order to
multiply His signs so that they will recognize His
might. This is the way of God (midato shel
Ha-Kadosh Barukh Hu). He brings calamity upon
the nations in order that Israel hear and fear Him.
This approach alleviates the problem of God's
covenantal injustice by claiming that such justice
(requiring free-will and the chance to repent) only
applies to those who can repent. If repentance is not
possible, due to a lack of sensitivity (nahat
ruah) on the part of the sinner (the
'umot), God is justified to use this
individual or collective as a tool to benefit those
who can repent (i.e., Israel). I would suggest that
the lack of sensitivity in the passage cited is not a
result of habit or behavior but part of the nature of
the nations. According to the Talmud's reading,
Pharaoh is merely a pawn for Israel to recognize
God's might. No one can claim that God takes away
Pharaoh's chance to repent because Pharaoh (as an
archetype of the non-Israelite) is understood as one
who cannot repent. This offers yet another
interpretation of Ex. 3:19, "I know that he will not
let you go." God's knowledge is not because He will
harden his heart (i.e., He is not telling Moses
anything that He will do in the future) but because
He knows that the nations (here, Pharaoh) cannot and
therefore will not repent.
Interestingly, Rashi seems bothered by this
talmudic assessment of the nations. While it does
indeed circumvent the entire ethical problem, the
implications are both unsettling and arguably untrue.
This comment provides a good example of Rashi's
juxtapositional reasoning. Rashi's commentary is
almost exclusively built on the adaptation of
rabbinic statements. Therefore, it is often difficult
to determine what Rashi actually thinks any
particular verse means. However, Rashi often includes
more than one rabbinic dictum in his comment. In
doing so, he juxtaposes two opinions that often
represent two distinct rabbinic perspectives. One key
to unlocking what Rashi may actually think is to
examine why the second dictum is appended to the
first, implying either that the first is correct but
incomplete or that the correctness of the first
opinion requires it to be viewed through the lens of
the second. This assumes, of course, that Rashi is
not merely an anthologizer who collects disparate
rabbinic comments on any particular verse. Rather, he
chooses carefully among a myriad of midrashic
possibilities in order to best represent what he
believes the verse means.
In our verse he appends a later midrashic
statement (from the early medieval compilation
Midrash Tanhuma) to the end of his citation of
the talmudic dictum cited above that softens the blow
of the Talmud's unequivocal and ontological
assessment of non-Israelite human nature. "However,
in the first five plagues it does not say 'God
hardens his heart,' but 'Pharaoh's heart was
hardened.'" In my view, this clearly shows Rashi's
discomfort with the ontological distinction in the
talmudic position stated at the outset. He needs to
justify (or tweak) this position in the narrative
itself. The first five plagues exhibit Pharaoh's
volitional recalcitrance only after which God
intervenes. In a sense, what Rashi wants us to do is
read the talmudic statement as only applying to half
the story (after the fifth plague). The first half,
when Pharaoh apparently did have the capacity to
repent, is the background for the Talmud's
assessment. In doing so, Rashi covertly acknowledges
the ethical dilemma that the Talmud ignores but
resolves it by viewing God's intervention only after
Pharaoh proved himself unworthy. This interpretation
ignores Ex. 4:21 where God tells Moses in the desert
that He will "stiffen his heart," even before Pharaoh
refuses to listen during the first five plagues.
Alternatively, Ex. 4:21 could relate only after the
first five plagues. If so, we have to consider that
God's statement in Ex. 4:21 is a prediction rather
than a proclamation, a notion Rashi would not find
appealing. I would suggest that the ontological claim
of the Talmud is the dominant position in Rashi's
comment and the appendage is more of a calculated
response to those who would challenge the talmudic
reading. That is, the first five plagues merely
exhibit Pharaoh's innate inability to repent or
recognize God's power.
The question that remains for Rashi is as follows:
If it is the case that Pharaoh would not have
repented, since he did not repent (or could not
repent), why take away his ability to repent? Even if
God had not intervened, Pharaoh's heart would
certainly have hardened on its own accord? Rashi
never addresses this issue because, as an exegete, he
doesn't have to. By this I mean that the exegetical
enterprise is devoted solely to making sense of the
verses in question. The issues that arise from a
sensible reading, while provocative and important,
are beyond the assignment of the exegete. In this
comment, Rashi claims to have made sense of two
ambiguities; (1) what does the Bible mean when it
says God hardened Pharaoh's heart? and (2) why does
the phrase only begin after the fifth plague? Our
question as to why he needed to harden his heart in
general is not needed to make sense of the verses in
question and is thus left unanswered.
Although never acknowledging the question as such,
Nahmanides offers a preliminary, albeit partial,
response and serves as an important bridge between
the pure exegesis of Rashi and the philosophical
approach of Maimonides. Like Rashi, Nahmanides
focuses exegetically on the text but unlike Rashi
(and like Maimonides) he is committed to at least
address issues born out of the text. In opposition to
Rashi who is committed to having us view Pharaoh as
an "ontological other" in relation to the Israelites,
both Nahmanides and, in a different way, Maimonides,
use Pharaoh as an archetype of covenantal ethics that
includes the Israelites. In doing so, both must
justify God's actions from within the orbit of the
covenant, presenting God as an honest broker and
ethical partner. While never fully incorporating this
narrative into the orbit of covenantal ethics,
Nahmanides succeeds in turning us away from Rashi's
approach of viewing this as exclusive to the nations
who "cannot repent."
Interestingly, what both Nahmanides and Maimonides
bring to the table is the apparent justification of
cruel and unusual punishment as retribution for
sinful behavior in the covenant. Implied is the
notion that free-will is a preferred but not a
necessary part of covenantal ethics. In Nahmanides'
first comment he suggests that Moses' first lesson in
covenantal ethics is to know that it does not require
free-will. Commenting on Ex. 4:21-23, the first real
mention of God hardening Pharaoh's heart, Nahmanides
states:
And I will stiffen his heart (Ex. 4:22), "Moses, do
not hold back from doing exactly what I say because
of my hardening his heart (ba'avor kein).
Also, remember to warn Pharaoh about the last
plague (the killing of the first born), the plague
that will eventually set you free."
While still in the desert, God warns Moses not to
have mercy on Pharaoh when he sees him unable to
willfully enact Israel's liberation. Implied is that
Moses will recognize Pharaoh's desire to liberate
Israel and his inability to actualize that desire.
While this could easily (and justifiably) result in
Moses' protesting the ethics of this unfolding event,
and the implications for Israel in the future, God
warns him to not allow Pharaoh's suffering (his
inability to change his mind) and God's torture
(hardening his heart) to derail the process of
Israel's liberation. The use of term torture as a
description of hardening Pharaoh's heart is
understandably problematic and intentionally
provocative. However, I think it describes God's
action as understood both by Nahmanides and
Maimonides. Moreover, especially for Maimonides, the
story is not only about Pharaoh but serves the
pedagogical purpose of teaching Israel about the
possibility of cruel and unusual punishment (i.e.,
relinquishing free-will) as part of covenantal
ethics.
How does the definition of "cruel and unusual
punishment" stand up to God's behavior according to
Nahmanides? I think it is justified in two ways.
First, in the above-cited passage, Moses is warned
not to have mercy on Pharaoh, implying that mercy
would be warranted given that Pharaoh was suffering
without any recourse to alleviate that suffering,
either by sincere repentance or freeing Israel.
Second, Moses is reminded to warn Pharaoh, in the
midst of his paralysis of will, of the last plague,
the plague that will kill his first-born son. In
essence, God is asking Moses to remind Pharaoh that
he will be the murderer of his own son, resulting
from Israel's continued bondage, and that Pharaoh is
powerless to reverse that decree. The torturous
dimension here is not the decree itself but God's
using Moses to remind Pharaoh of the decree as it
unfolds.
On Ex. 7:3 Nahmanides deepens his investment in
the notion of cruel and unusual punishment:
I will answer the question that all who read this
narrative are want to ask; "If God hardens
Pharaoh's heart what is his sin?" There are two
reasons both of which are true. The first reason is
that Pharaoh, in his wickedness, committed
unwarranted acts of evil against Israel. As a
result, his ability to repent was removed. There
are many verses in Scripture that suggest that one
can be judged by one's earlier actions ( ma'asav
ha-rishonim ) [justifying the removal of
repentance that would alleviate or soften the
punishment for those earlier actions]. The second
reason is that his sin was his unwillingness to
liberate Israel resulting in the first five
plagues, where it only says, "Pharaoh's heart was
stiffened," or "Pharaoh's heart was hardened." This
exhibits that he did not want to liberate Israel to
honor God. However, when the plagues intensified
and he began to suffer from them, his heart was
softened and he was wont to free them because of
the plagues and not in recognition of divine will.
At that point God hardened his spirit and
strengthened his heart in order to make His name
known. When God said to Moses before the plagues
(Ex 4:21) I will stiffen his heart so that he will
not let the people go, He made known to Moses what
He will do in the latter plagues.
One could argue that the first reason is an
example of just punishment (mida k'neged
mida). Pharaoh enslaves Israel and, in doing, so,
takes away their free-will. God then punishes Pharaoh
by taking away his free-will. Pharaoh becomes a slave
to God as a punishment for enslaving Israel. While
this is a viable reading, the parity between the
slavery of Israel to Pharaoh and Pharaoh's slavery to
God is limited at best. While Pharaoh may have
deprived Israel of the free-will to determine its
fate, God, as absolute ruler, heard Israel's cry and
answered that cry. That is, Israel's desire to be
free was not muted. Pharaoh, however, being the slave
of God, had no recourse to any other authority that
could hear his remorse. In Egypt Israel had
free-will. What they lacked was an authority to
acknowledge that will. I would argue that this is
different than God hardening Pharaoh's heart.
Moreover, in Pharaoh's case, why did God have to
relinquish Pharaoh's free-will in order to "punish
his earlier actions"? Why couldn't God just punish
Pharaoh after liberating Israel while allowing him to
retain his free-will? According to Nahmanides, the
reason is that if Pharaoh had repented God could not
have punished him as severely for his previous
actions. This assumes that the reciprocity underlying
God's covenantal ethics with Israel also would apply
to Pharaoh. Accordingly, God's removing free-will
from a sinner is a part of covenantal ethics in order
that the individual not disable God from
administering punishment. Perhaps this is analogous
to a prosecuting attorney motioning to refuse a trial
for an accused criminal for fear that the accused
will plead guilty and soften the desired
punishment.
Nahmanides' second reason suggests that Pharaoh's
sin was (also) his unwillingness to liberate Israel
out of recognition of God. This is puzzling for a few
reasons. First, why should Pharaoh recognize God? God
never reveals Himself to him nor does He make any
promises to the Egyptians. The only consequence of
Pharaoh's recognition of God is the destruction of
his economy. Although from the biblical perspective
recognition of God is an absolute good it is hard to
justify this from the vantage point of Pharaoh and
the Egyptians. Second, why is it not sufficient for
Pharaoh to liberate Israel by recognizing the force
of the plagues alone? In the end is that just cause
to hardening his heart and use him as a tool to
glorify God? Couldn't God's name be glorified in the
first five plagues alone where, according to this,
Pharaoh exercised his free-will? Finally, this second
reason explicitly contradicts Nahmanides comment to
Exodus 4:22 when God says to Moses in the desert that
He will harden Pharaoh's heart.
Nahmanides does not offer any answers to these
questions. Perhaps this is due to his unwavering
commitment to viewing this episode inside the
unfolding story of Israel's liberation, even as he
acknowledges the more theoretical issues of
covenantal ethics. That is, Nahmanides recognizes the
need to justify God's action in a way Rashi does not
but he does not see the need to justify God's actions
outside this particular narrative. This is what I
have called his philosophical/exegetical agenda. The
result is that his justification entertains the
viability of cruel and unusual punishment as part of
divine recourse to sinful behavior, which may also
include the sinful behavior of the Israelites (this
is implied in Nahmanides and only explicit in
Maimonides). However, Nahmanides is still cautious
about drawing any overarching conclusions about God
and humanity from these chapters focusing, rather, on
Pharaoh's particular behavior as justification for
God's actions. He helps us see an extraordinary case
of sin (Pharaoh's enslavement of Israel) and an
extraordinary form of punishment (the hardening of
Pharaoh's heart). This may be difficult for those of
us who live in a legal culture that unequivocally
denies the viability of cruel and unusual punishment,
even when the perpetrator in question shows no
remorse or claims to live outside any system of
justice. This is arguably true in the ethics of
halakha as well. For example, the Rabbis explain that
the cruel punishments in the Bible (stoning, burning
etc.) apply when there is no remorse for one's sinful
behavior and usually do not apply when there is
repentance. As far as I know, preventing one from
repenting, by force or circumstance, is not a
rabbinic ideal.
Nahmanides clearly wants us to view God's actions
here as part of covenantal ethics. He justifies
Pharaoh being prevented from repenting to insure that
he receive punishment for his earlier actions. This
assumes that repentance would force God to erase the
punishment that Pharaoh deserves. Therefore, unlike
Rashi, Nahmanides assumes (1) that Pharaoh could
repent and (2) that if he did repent, God would have
responded with some degree of forgiveness. This,
however, is not sufficient because, according to
Nahmanides, God warns Moses in the desert (before he
ever approaches Pharaoh) to make Pharaoh's final
punishment known to him at the outset. Pharaoh's sin
could not have been his volitional refusal to
liberate Israel (the first five plagues, constituting
disobedience to God) but must be the act of enslaving
Israel in the first place.
What is left unanswered by Nahmanides is how
Pharaoh could have known that what he was doing
(enslaving and oppressing Israel) was so egregious?
Ironically, Pharaoh's sin was in not rejecting the
norms of his society and culture. In this sense, did
he receive the harshest punishment imaginable simply
because he wasn't Abraham or Moses? For me,
Nahmanides' solution is not sufficient, either for
interpreting the biblical narrative or for addressing
the larger ethical issues that arise from it.
R. Moses Maimonides addresses this issue in two
places: in the sixth chapter of his "Laws of
Repentance," part of his legal code Mishneh
Torah, and in the eighth chapter of his "Eight
Chapters," the introduction to his commentary on the
Mishna tractate Ethics of the Fathers.
Maimonides repeats himself often in both sources,
although each one, largely due to its intended
purpose, offers different nuances and perspectives.
In Mishneh Torah, Maimonides is concerned with
constructing the parameters of the legal category of
repentance and uses the hardening of Pharaoh's heart
as an illustration of the limits of repentance. In
the Eight Chapters, Maimonides is concerned
with the human disposition and, more specifically for
us, the necessity of free-will as a foundation for
covenantal responsibility.
For our purposes, it is significant that
Maimonides does not function here as a biblical
exegete. That is, he is not concerned with making
sense of the verses in question (Rashi) or the story
as a whole (Nahmanides). Rather, he uses these verses
to illustrate a legal category (repentance) and a
philosophical idea (free-will). In this sense, he
serves as the anti-Rashi. The nullification of
Pharaoh's free-will must make sense legally and
philosophically and, I would add, universally, for it
to make sense exegetically. Maimonides explicitly
states that this occurrence is not limited to the
story or to the non-Israelite but is part of God's
covenant with Israel as well. Implied in this is that
the public display of God's hardening Pharaoh's heart
is precisely what God wanted Israel to learn from the
exodus as a prelude to the covenant at Sinai.
In Mishneh Torah Maimonides very cogently
elucidates free-will as the foundation of
repentance:
When an individual or a collective willingly and
knowingly sin it is fit that they be punished. God
knows the fair and correct way of punishment. There
is a sin that results in punishment in the next
world, resulting in no retribution in this world,
and a sin that is punished in this world and the
next. In what cases does this apply? in cases where
h/she does not repent. If they repent, repentance
serves as a barrier against punishment. Just as one
sins willingly and knowingly, one must repent
willingly and knowingly (Laws of Repentance
6:4).
Maimonides posits free-will as the correlation
between sin and repentance. Because free-will enables
one to sin it must also exist in order to enable one
to repent. However, this is not without limits.
It is also possible that one commit a grave sin or
many sins so that the true judge (God) determine
that just punishment for such sins, done willfully
and knowingly, is preventing the sinner from the
way of repentance. God prevents the individual from
repenting so that he dies and is destroyed in the
sins that he committed. Therefore, it is written in
the Torah I will stiffen Pharaoh's heart (Ex.
14:4), because he sinned earlier and acted wickedly
toward Israel when they dwelled in his land, as it
says Let us deal shrewdly with them, so that they
might not increase (Ex. 1:11). Therefore, God
judged that they be prevented from repenting so
that they be punished. Therefore, God hardened his
heart (Laws of Repentance 6:4-6).
Maimonides is keenly aware of the question raised
earlier: why couldn't God have liberated Israel
without the plagues or simply enable Pharaoh the
freedom to repent and free his slaves. He cites Ex.
9:15, 16, "I could have stretched forth My hand and
stricken you and your people with pestilence, and you
would have been effaced from the earth. Nevertheless
I have spared you for this purpose; in order to show
you my power, and in order that My fame resound
throughout the world." Maimonides extrapolates, "To
show the entire world (kol boyei 'olam) that
when God prevents the sinner from repenting, h/she
cannot repent" He then cites numerous examples,
including both non-Israelites and Israelites, who
were prevented from repenting because of their sinful
behavior, concluding, "[a]ll of them sinned willfully
and deserve to be prevented from repenting."
In the Eight Chapters Maimonides makes a
similar argument. Here, he is more demonstrative and
explicitly rejects the notion that God punished
Pharaoh for not letting Israel free in the first five
plagues.
Then [according to this assumption] He requested
that [Pharaoh] set them free, though he was
compelled not to set them free. Then he punished
him and destroyed him and his followers for not
setting them free. This would have been an
injustice and contrary to everything we have
previously set forth (Eight Chapters, p.
90).
That is, the loss of free-will is only a
punishment resulting from free-will (i.e., the
continuous choice to act wickedly). It functions
inside as well as outside God's covenant with Israel.
As a punishment, in both cases (with Israelites and
non-Israelites) it is only temporary. Free-will
returns after the punishments are complete. God's
actions in this regard are no different for the
covenantal or non-covenantal partner.
According to this, the exodus has a three fold
purpose: (1) to liberate Israel from bondage, (2) to
show non-Israelites the power of God, and (3) to show
the Israelites that the covenant they are about to
enter, while based on reciprocity (i.e.,
mitzvah-sin-repentance), includes the provision that
God can remove Israel's ability to avert punishment
through repentance. This third purpose, I would
argue, is the central one for Maimonides. The
torturous element, according to Maimonides, is that
the individual who loses free-will is aware of that
loss in the moment. "God may punish an individual by
preventing him from choosing a certain action, and he
knows it but is unable to struggle with his soul and
drive it back to make this choice" (Eight Chapters,
p. 91). The loss of free-will should be a lesson for
the one punished as well as for those who witness the
punishment. This is because the punished is still a
part of the covenant even during the punishment and
therefore needs to learn this lesson as well.
Maimonides understands Ex. 1:11 and 4:21 as the
two poles of the entire episode. The liberation of
Israel was the opportunity for God to punish Pharaoh.
In fact, the exodus (as described in the Bible) was
primarily intended to punish Pharaoh publicly so that
Israel (and the Egyptians) should learn something
about covenantal ethics. Maimonides would have us
read the clauses "in order that," "so that, "to show
that," in the Torah as pointing to an unusual
component of covenantal ethics; that one partner can
unilaterally take away the power of choice, and thus
the ability to change, of the other partner in order
to exact punishment for wicked behavior. When Israel
enters into its covenant with God, it needs to know
that the power they are given is not their own but
still the property of God. The abuse of power will
result in the loss of power. But, the loss of power
does not negate the covenantal relationship; it traps
one side in the consequences of their own actions,
acutely aware of that loss as they try hopelessly to
enact their will.
Maimonides' use of Ex. 1:11 is important in this
regard. In it he understands Pharaoh's calculated
oppression of Israel as growing out of fear for the
sovereignty of his own society. Implied in midrashic
literature is that Pharaoh knew something of Israel's
mission at the outset. Instead of confronting that
fear he exercised his will in an attempt to thwart
Israel's mission by destroying them while in Egypt
and thereby overcoming God's will for them to be
liberated. This is the sin that God could not
overlook as it broke the backbone of covenantal
ethics in that is was an unforgivable abuse of
reciprocal power. When reciprocity is abused in an
attempt to reverse the power structure in a
covenantal relationship, the dominant partner (God)
removes the power of reciprocity (free-will). This
disempowerment manifests itself in other places as
well. For example, Maimonides codifies a rabbinic
dictum that states, "[I]f one would say I will sin
and then I will repent' (abusing the power of
repentance to justify sinful behavior) God will make
sure that individual has no opportunity to repent."
In Maimonides' reading of this story, freedom is
never absolute. To be in a covenantal relationship
with God is to live knowing that retribution of
willful acts may include the loss of the will to act.
In this, Pharaoh is our teacher.
In conclusion, I have presented three perspectives
on God hardening Pharaoh's heart - the exegetical,
the exegetical/philosophical, and the philosophical.
The two philosophical views extend this episode
beyond the scope of the biblical story. In doing so,
both Nahmanides and Maimonides posit the prevention
of free-will as part of covenantal ethics. Maimonides
makes it the centerpiece of the exodus narrative. He
is careful to point out that there is no difference
between covenantal and non-covenantal partnership in
this regard. Losing free-will is the result of
abusing free-will. Abusing free-will is the
calculated effort to deny the "image of God" in other
human beings (Ex. 1:11). The punishment is to lose
the "image of God." I would suggest that taking away
one's free-will is an example of cruel and unusual
punishment in that it dis-empowers the covenantal
partner while still holding that partner covenantally
responsible. In that sense alone, the story remains
problematic.
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